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Securities eBooks
What Is Sarbanes-Oxley?
By: Guy LanderPub. Date: 08/30/2004 Category: Securities eBooks
Format: Adobe Encrypted (DRM)
"Everything corporate employees must know to understand--and comply with--the Sarbanes-Oxley Act No law in recent memory has caused more confusion and apprehension in corporate America than the Sarbanes-Oxley Act (SOA). What Is Sarbanes-Oxley? is...
Handbook for Preparing SEC Annual Reports and Proxy Statements, 2011 Edition
By: Levin D. Lawrence , Adam R. KleinThe 2011 Handbook for Preparing SEC Annual Reports and Proxy Statements is an excellent sourcebook for all those who have responsibility for preparing and reviewing the following annual disclosure documents for public companies: the annual ...
Comparing European and U.S. Securities Regulations
By: Tanja Boskovic , Caroline CerrutiPub. Date: 01/12/2010 Category: Securities eBooks
Format: ePub Encrypted (DRM)
This paper, aimed at professionals, scholars, and government officials in the field of securities regulations, compares the European (specifically the Market in Financial Instruments Directive-MiFID) and U.S. securities regulations. The analysis f...
Transformation of Wall Street, Third Edition
By: Joel SeligmanPub. Date: 06/26/2003 Category: Securities eBooks
Format: ePub Encrypted (DRM)
The Transformation of Wall Street is a comprehensive and insightful historical analysis of the Securities &; Exchange Commission from the perspective of a leader in securities regulation. The Transformation of Wall Street offers an in-d...
Constitutionalizing Economic Globalization
By: David SchneidermanPub. Date: 03/27/2008 Category: Securities eBooks
Format: Adobe Encrypted (DRM)
Are foreign investors the privileged citizens of a new constitutional order that guarantees rates of return on investment interests? Schneiderman explores the linkages between a new investment rules regime and state constitutions - between a const...
Securities and Derivatives Reform in 2010: A Guide to the Legislation
Pub. Date: 09/24/2011 Category: Securities eBooks
Format: ePub Encrypted (DRM)
Securities and Derivatives Reform in 2010: A Guide to the Legislation provides comprehensive analysis of the securities, derivatives and corporate governance provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act . The...
Dodd-Frank Wall Street Reform and Consumer Protection Act: Law, Explanation and Analysis
Pub. Date: 07/26/2010 Category: Securities eBooks
Format: ePub Encrypted (DRM)
Dodd-Frank Wall Street Reform and Consumer Protection Act: Law, Explanation and Analysis provides comprehensive analysis of this sweeping new banking and securities legislation. These historic reforms will transform the way banks, hedge fun...
2011 SEC Handbook: Rules and Forms for Financial Statements and Related Disclosures As of November 2010
The 2011 SEC Handbook: Rules and Forms for Financial Statements and Related Disclosures reproduces the latest requirements, as of November 2010, for preparing financial statements and related disclosure documents filed with the Securities a...











